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Published: Wednesday, 9/30/2009

State regulators revoke Findlay firm's license

The Ohio Department of Commerce division of securities has terminated a Findlay firm's investment adviser license for failing to register with the investment adviser registration depository.

Tax & Financial Strategies Inc., of 920 South Main St., failed to comply with a state requirement begun in January to register. The licenses of three other area firms that had failed to comply were restored after the firms came into compliance, a department spokesman said.



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